Published by Tampa Bay Business Journal By Crystal Owens Dec 6, 2018, 2:56pm EST --- Clients of the Tampa investment firm OptionSellers.com who lost millions earlier this month in a short call position on natural gas owe at least $35 million to the broker-dealer firm that executed the single trade. INTL...

Published by The Wall Street Journal By Jean Eaglesham and Coulter Jones Nov. 17, 2018 8:00 a.m. ET --- Brokers with scrubbed records are more likely to generate complaints, two academics found Thousands of brokers have scrubbed their records clean of complaints by customers and employers, allowing them to hide information from potential...

Published by Pittsburgh Post-Gazettte August 27, 2018 at 8:00 AM By LEN BOSELOVIC Scott Kohn, an ex-felon who orchestrated a nationwide scheme that victimized retirees as well as investors seeking safe monthly income, is nowhere to be found. Investigators from Pennsylvania’s Department of Banking and Securities trying to enforce a...

Published by 401K Specialist Magazine August 24, 2018 By Jessa Claeys Ex-con supposedly paid commissions to financial agents peddling 'structured cash flows' to retirees   A group of insurance agents, brokers, financial planners and investment advisory firms spanning the country were working together to allegedly scam thousands of investors out of...